Credit Brokers.
From airtight disclosures to delivering good customer outcomes, we leverage deep FCA expertise and industry best practices to develop compliance frameworks that protect credit brokers and their customers and withstand FCA scrutiny.
TARGETED COMPLIANCE KNOW-HOW FOR CREDIT BROKERS
Managing regulatory requirements alongside day-to-day business operations can be a significant challenge for credit brokers. Especially when the consequences of non-compliance are so severe. That’s where Cosegic comes in.
We start by guiding you through three routes to authorisation – limited permission (when credit broking is secondary), a full authorisation application, or becoming an appointed representative (AR) of an authorised principal firm. Beyond authorisation, we can help you stay ahead in a fast-moving regulatory environment. Whether that’s training your team on meeting the FCA’s Consumer Duty obligations, conducting affordability checks or maintaining GDPR compliance.