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Solutions — Compliance Advisory

Compliance Advisory.

In times when the regulatory bar is constantly rising, we empower our clients to navigate the inherent complexity with clarity and confidence. By providing tailored, strategic guidance, our advice not only addresses today’s compliance demands but also anticipates tomorrow’s risks and opportunities.

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Compliance Advisory services
Compliance health checks & audits Short & long-term secondments Ongoing support Perimeter guidance Policy & procedure frameworks SM&CR Safeguarding audits Operational resilience Consumer Duty MIFID, AIFMD & the Remuneration Code

We empower your internal teams, strengthen your control frameworks, and deliver regulatory certainty. This prevents compliance slowing down your commercial ambitions and lays the foundation for sustainable growth.

Transforming compliance into actionable outcomes

In a world of constant regulatory change, Cosegic experts are the steady hand and strategic voice businesses depend on. Whether grappling with the demands of Consumer Duty, navigating the complexities of MiFID or AIFMD, or aligning your practices with the remuneration code, our advice is always clear, commercially aware, and compliant.

From a full health check to mock regulatory examinations, targeted perimeter guidance or urgent resourcing – our compliance advisory model is built to flex and scale with your needs. And whether providing audits, training, frameworks, secondments or on-demand advice, we deliver solutions that reliably meet FCA or SEC expectations, are proportionate to the size and scale of your firm, aligned with practices adopted by your peers and stand up to regulatory scrutiny.

Compliance advisory services
Compliance health checks & audits Short & long-term secondments Ongoing support Perimeter guidance Policy & procedure frameworks SM&CR Safeguarding audits Operational resilience Consumer duty MIFID, AIFMD & the Remuneration Code
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