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Sectors — Investment Firms

Investment Firms.

In a climate where investment is cautious and scrutiny is intense, a well-structured compliance framework reassures regulators of your ability to manage capital (and risk) capably and responsibly. It also gives LPs, institutions and high-net-worth individuals a compelling reason to trust you with their assets.

With over 200 investment firms as clients and more than three decades of experience, Cosegic understands the operating models and regulatory pressures of the investment sector. We apply this insight to embed compliance seamlessly into your culture and to add resilience to your processes.

Speak to a sector expert
Who we serve
Private Equity

Stay ahead of risk and regulation with a proactive compliance strategy that satisfies regulators and gives investors confidence to commit capital with you.

Explore Private Equity services
Hedge Funds

Compress timeframes and accelerate speed to market with a forward-focused approach that safeguards compliance, from fund formation through multiple raises.

Explore Hedge Fund services
Asset Managers

Weave Cosegic-crafted controls throughout your investment processes to strengthen regulatory resilience and transform compliance into your competitive edge.

Explore Asset Manager services
Investment Advisory

Demonstrate the integrity of your advice and commitment to compliance by embracing a more holistic approach to delivering your regulatory duties.

Explore Investment Advisory services
Brokers

Embed compliance into your trading workflows to consistently adapt to shifts in regulatory standards and maintain your competitive edge with clients.

Explore Broker services
Wealth Management

Decode complex rules and navigate regulatory complexity with a commercially focused approach tailored to the needs of wealth and portfolio managers.

Explore Wealth Management services
Private Equity

Stay ahead of risk and regulation with a proactive compliance strategy that satisfies regulators and gives investors confidence to commit capital with you.

Explore Private Equity services
Hedge Funds

Compress timeframes and accelerate speed to market with a forward-focused approach that safeguards compliance, from fund formation through multiple raises.

Explore Hedge Fund services
Asset Managers

Weave Cosegic-crafted controls throughout your investment processes to strengthen regulatory resilience and transform compliance into your competitive edge.

Explore Asset Manager services
Investment Advisory

Demonstrate the integrity of your advice and commitment to compliance by embracing a more holistic approach to delivering your regulatory duties.

Explore Investment Advisory services
Brokers

Embed compliance into your trading workflows to consistently adapt to shifts in regulatory standards and maintain your competitive edge with clients.

Explore Broker services
Wealth Management

Decode complex rules and navigate regulatory complexity with a commercially focused approach tailored to the needs of wealth and portfolio managers.

Explore Wealth Management services
Our experts
Get in touch
Stephen Roberts
Stephen Roberts
Lead Director, Head of Investment Firms
Daniel Chessher
Daniel Chessher
Director, Investment Firms
Gary Paulus
Gary Paulus
Associate Director, Investment Firms
Tom Lockwood
Tom Lockwood
Associate Director, Investment Firms
Colin Iles
Colin Iles
Associate Director, Investment Firms
Joanna Scott
Joanna Scott
Associate Director, Investment Firms
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