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Sectors – Investment Firms – Asset Managers

Asset Managers.

Speak to an Asset Management expert

With a compliance framework calibrated to complement your investment philosophy and operating model, we help you achieve more than regulator-readiness – you also gain compliant foundations for accelerated growth.

BRIDGING AMBITION AND ACCOUNTABILITY

Asset Managers today face tightening expectations around client care and conduct, ESG disclosures, financial crime, and reporting transparency. We implement structures and controls to ensure you’re always prepared for the next regulator, client, or audit request.

From IFPR, MiFID II and AIFMD to streamlining reporting and recalibrating internal controls, we step beyond mandatory compliance. At Cosegic, we empower asset managers with carefully tailored frameworks that form a robust, regulator-ready foundation for accelerating capital performance.

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KEY SERVICES – LEVERAGE OUR EXPERTISE
FCA Authorisation & Registration Variation of Permission Change in Control Wind-down planning Brexit and TPR FCA Sandbox Ongoing Compliance Support Compliance Healthcheck Secondments Consumer Duty SMCR Financial Promotions
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Ben Cook
Ben Cook
Group Chief Executive Officer
Adam Holden
Adam Holden
Chief Financial Officer

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