This webinar has now passed but is now available to view on demand. The recording of this webinar will be relevant for all firms within the Prudential & Capital Markets space, including, hedge fund managers, private markets managers, corporate finance firms, broker-dealers; and other investment managers. Access the recording of the webinar using the button below.
Webinar Background
On 5th March 2024, we hosted our Prudential Webinar, focussed on Capital Markets. This webinar looked at what’s coming down the regulatory track for 2024.
2023 was a busy year for Investment Firms in terms of keeping on top of their prudential and regulatory reporting requirements. We have worked with numerous firms helping them with:
- Assessments of the adequacy of financial resources (capital and liquidity)
- Refining their regulatory reporting processes
- Developing robust risk and harm analysis frameworks
- Enhancing stress testing and recovery plans
- Responding to FCA feedback in respect of wind-down planning
- Developing more efficient group and capital structures
Looking towards what’s to come in 2024, we thought it would be useful to put together a webinar that will:
- highlight the key prudential initiatives and reforms hitting firms and compliance departments in 2024;
- to share what we believe are key FCA priorities and any common themes we are seeing; and
- to help enable participants to earmark resources to prepare for regulatory initiatives in good order.
Agenda
The agenda below highlights the main areas of focus for this webinar.
| Financial Resilience – What’s next for firms? |
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MIFID investment firms: The story so far and where we’re heading?
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Areas in focus: Personal Investment Firms
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Areas in focus: Other non-MIFID firms
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This webinar is relevant for all firms within the Prudential & Capital Markets space, including, hedge fund managers, private markets managers, corporate finance firms, broker-dealers; and other investment managers.
Speakers
Jonathan is a Director of our Prudential team, where he specialises in helping our clients to assess their regulatory capital and liquidity requirements; to implement IFPR including developing ICARAs and wind down plans; and to assist with their regulatory reporting obligations. As well as being an experienced compliance professional, Jonathan is also a qualified ACA chartered accountant and a fellow of the Institute of Chartered Accountants in England and Wales (ICAEW).
Stefan is an Associate Director within our Prudential Services team. He specialises in providing technical support to our clients in respect to capital and liquidity requirements, assisting clients with their with financial and non-financial risk management, supporting firms with ICAAP, ICARA and Wind-down planning and providing ongoing support to firms requiring assistance with their prudential obligations.