he Investment Firms Prudential Regime (IFPR) is now in force and firms have to be compliant with the requirements of the new regime. Although most firms will have made significant progress in implementing the new rules, there may be changes that will still need to be addressed throughout the year ahead.
One of the key changes is the introduction of a new single suite of regulatory reporting forms for all FCA investment firms. As a result, most of the previous reports, such as FSA003/FSA031 for capital adequacy and COREP reporting, are no longer required under the new regime and are replaced by a series of MIF reports. These are still to be filed on the FCA’s RegData platform.
Agenda
Our webinar guides you through the new reporting requirements for both SNI and Non-SNI (small and non-interconnected) investment firms and assists you with the transition to the new regulatory reporting requirements. This webinar covers the following areas:
- Frequency of reporting and submission deadlines;
- Own funds and liquid assets reporting, including K-factor reporting;
- Concentration risk reporting;
- Consolidated reporting; and
- ICARA questionnaire.
Speakers
This webinar was hosted by the leaders of our Prudential Services practice, Harpartap Singh and Jonathan Aseervatham:
- Harpartap Singh is a recognised regulatory reporting, capital and liquidity specialist. He is responsible for the for the development and expansion of Compliancy Services’ prudential services offering and client service delivery.
- Jonathan Aseervatham specialises in helping clients with their regulatory reporting obligations. He is a Director of our Prudential Services team with responsibility for delivery of our range of Prudential Services.
Series: Understanding and preparing for the UK Investment Firms Prudential Regime (IFPR)
The Investment Firms Prudential Regime (IFPR) is now in force and firms have to be compliant with the requirements of the new regime. Although most firms will have made significant progress in implementing the new rules, there may be changes that will still need to be addressed throughout the year ahead.
One of the key changes is the introduction of a new single suite of regulatory reporting forms for all FCA investment firms. As a result, most of the previous reports, such as FSA003/FSA031 for capital adequacy and COREP reporting, are no longer required under the new regime and are replaced by a series of MIF reports. These are still to be filed on the FCA’s RegData platform.
Agenda
Our webinar guides you through the new reporting requirements for both SNI and Non-SNI (small and non-interconnected) investment firms and assists you with the transition to the new regulatory reporting requirements. This webinar covers the following areas:
- Frequency of reporting and submission deadlines;
- Own funds and liquid assets reporting, including K-factor reporting;
- Concentration risk reporting;
- Consolidated reporting; and
- ICARA questionnaire.
Speakers
This webinar was hosted by the leaders of our Prudential Services practice, Harpartap Singh and Jonathan Aseervatham:
- Harpartap Singh is a recognised regulatory reporting, capital and liquidity specialist. He is responsible for the for the development and expansion of Compliancy Services’ prudential services offering and client service delivery.
- Jonathan Aseervatham specialises in helping clients with their regulatory reporting obligations. He is a Director of our Prudential Services team with responsibility for delivery of our range of Prudential Services.