In 2024–25, the Financial Conduct Authority (FCA) conducted a thematic review of 14 e-money and payment firms, assessing their frameworks for enterprise and liquidity risk, as well as their preparedness for an...
The EBA and ESMA have just released a discussion paper to request advice and feedback on the Investment Firms Regime (IFR), applicable to MIFID investments firms in the EU. The IFR was implemented...
Regulatory reminder: new disclosure requirements under IFPR The Investment Firm Prudential Regime (IFPR) has introduced new Public Disclosures requirements for investment firms, replacing the Pillar 3 disclosure obligations under previous regimes. Not only do...
There are only 37 days to New Year’s Day – the date by which affected firms must have implemented the changes needed to meet the regulatory obligations of the new Investment Firms Prudential...
With the IFPR implementation date now only a matter of weeks away, the FCA has started sending firms IFPR set-up questionnaire forms over the last few days. This will enable the FCA...