Article
PS21/9 – IFPR Implementation
The Financial Conduct Authority (FCA) yesterday published its second Policy Statement (PS21/9) relating to the Investment Firms Prudential Regime (IFPR). This Policy Statement covers the areas discussed in the second Consultation Paper (CP21/7)...
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Factsheet
Corporate Finance – Do I Need Permissions for Retail Clients?
Information for CFAs This factsheet has been produced to help Corporate Finance Advisors (CFAs) understand what is required when it comes to dealing with and providing investment services to retail clients. In...
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