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Cryptocurrency: Three things to think long and hard about
The question of what is or might be in the Financial Conduct Authority perimeter – i.e. covered by FCA regulation – isn’t always straightforward and can cause even a seasoned expert to...
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Two brothers plead guilty to six counts of insider dealing
On the 9th May 2025, Matthew and Nikolas West (“the brothers”) pleaded guilty to insider dealing in the shares of four companies between November 2016 and January 2020 (“the period”), following a...
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Identifying the weaknesses in firms’ transaction reporting governance and control frameworks
Following the introduction of the Markets in Financial Instruments Regulation (“MiFIR”) in 2014, in-scope firms have been required to submit transaction reports to the Financial Conduct Authority (“FCA”) after the execution of...
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