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Resources — Factsheet — Appointed Representatives Checklist

Appointed Representatives Checklist

Appointed Representatives Checklist
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Published on: July 19, 2018 Reading time: 1 min By Ben Antcliffe
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A checklist for firms looking to create an AR network

The strategy of creating a network of ARs presents an attractive opportunity for firms to expand their salesforce and grow their business.

Firms taking advantage of these benefits have to meet strict FCA regulatory obligations. These require significant compliance resources and robust systems and processes, placing onerous demands on teams that are already under considerable pressure or which lack the knowledge and expertise required. Our checklist summaries these expectations.

Click here to access factsheet

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The author
Ben Antcliffe
Ben Antcliffe
Ben Antcliffe

Ben is the Head of Client Delivery and leads the Consumer Finance & Insurance team. He specialises in the Consumer Credit, Mortgages and General Insurance sectors, providing daily compliance services and support to a wide range of clients. Ben is a core member of the team and can frequently be found supporting his colleagues with various projects and queries. He is also an active member of the APCC.

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