Investment Advisory.
From investment rationales to scrutiny-proof marketing materials, we ensure you demonstrate to regulators and clients that your offering combines shrewd financial acumen with disciplined processes.
FINANCIAL INTERMEDIARY
At Cosegic, our advice to investment firms goes beyond simply explaining the rules around capital adequacy and conduct. We also incorporate client suitability, conflicts of interest, auditability, ongoing monitoring and training into our advisory role. This creates a more holistic compliance programme.
From FCA and SEC compliance programmes to AIFMD, MiFID II, SM&CR, IFPR and Consumer Duty, we help you to prioritise your compliance obligations, meet legal standards and operate transparently. This builds confidence with regulators, clients and the market, making scaling operations more sustainable and seamless.
